Investment Consulting Process

Our five-phase investment consulting process helps build and maintain a comprehensive investment plan that in turn helps you build toward your long-term financial objectives.
Understanding expectations

1: Understanding Expectations

What do you hope to achieve with your investment portfolio? We work closely with you to clearly define your objectives, financial needs and tolerance for risk.
Developing customized strategies

2: Developing Customized Strategies

After determining your objectives, we will decide on a combination of diversified investments to help you achieve your goals. From this, we will create an investment profile to help guide future decisions pertaining to your account.
Analyzing alternatives

3: Analyzing Alternatives

Next, we will determine which actual investment vehicles are best suited to your investment profile based on how they correspond to your assets, debts, expenses, income, tax situation, insurance coverage and more.
Reviewing options

4: Reviewing Options

We will present you with a range of specific investment options consistent with the asset allocation we've proposed and will discuss all of your available options to help you understand why we recommend particular investments for you.
Tracking progress

5: Tracking Progress

We will help make sure you stay on track after your portfolio selections have been put in motion. We can review and meet with you to discuss your portfolios progress and determine if any adjustments are needed.

This information is intended for use only by residents of (AL, AR, AZ, CA, CO, FL, GA, IL, IN, KY, MO, MS, NC, NM, NV, SC, TN, TX). Please consult with each individual Financial Advisor listed on this site to understand what states they are licensed to transact business.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments.  

Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment and Insurance Products:

  • Not Insured by the FDIC or any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
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Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

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